Compliance Officer

IMC Korea Compliance team works closely with our Trading and Technology teams to manage the regulatory risks of our equity market-making activities in Korea. As a Compliance Officer, you’ll play a key role in safeguarding the business while enabling smart, innovative trading in a fast-paced, collaborative environment. This role offers broad exposure to regulatory oversight, trade surveillance, AML/CTF, and compliance operations, giving you the opportunity to make a tangible impact and grow your expertise within a dynamic global organization.

Your Core Responsibilities: 

• Regulatory Compliance & Oversight

• Surveillance & Monitoring

• Money Laundering Reporting Officer Responsibilities

• Training & Compliance Culture

• Regulatory reporting & Compliance Operations

Your Skills and Experience: 

• Bachelor’s degree in finance, Business, Law, or a related field.
• Must have minimum 5 years’ experience (or 3 years with KICPA or attorney qualification) in compliance or internal audit roles within financial services, preferably in a trading environment.
• Strong knowledge of Korean financial regulations, KRX rules and AML/CFT laws.
• Fluent in Korean and English (spoken and written).
• Experience managing regulatory inquiries, audits, and inspections.
• Excellent analytical, problem-solving, and communication skills.
• Strong attention to detail and ability to work independently in a small team.
• High proficiency in Microsoft Office; familiarity with Python or SQL is an advantage.
• Knowledge of proprietary trading and market-making business models preferred.
• Fluency in English and Korean is a requirement.

About Us

IMC is a global trading firm powered by a cutting-edge research environment and a world-class technology backbone. Since 1989, we’ve been a stabilizing force in financial markets, providing essential liquidity upon which market participants depend. Across our offices in the US, Europe, Asia Pacific, and India, our talented quant researchers, engineers, traders, and business operations professionals are united by our uniquely collaborative, high-performance culture, and our commitment to giving back. From entering dynamic new markets to embracing disruptive technologies, and from developing an innovative research environment to diversifying our trading strategies, we dare to continuously innovate and collaborate to succeed.