[{"data":1,"prerenderedAt":108},["ShallowReactive",2],{"$fAa6IzpBQv_PG-FjfrxsFcUuu1OECtmOdaM2UrkKchGQ":3,"$fdm1YZCXi6AeTI8o17fLOCTaCHDJ325ykpHk1dPMdI0c":25},{"job":4},{"id":5,"applyToken":6,"slug":7,"title":8,"companyname":9,"companylogo":10,"city":11,"country":12,"remote":13,"employmentType":14,"department":16,"content_html":17,"content_text":18,"years":19,"createdAt":20,"updatedAtISO":21,"postedAtISO":22,"hasSalary":13,"salaryMin":19,"salaryMax":19,"currency":23,"isPaid":13,"schema":24},"de395cc9dce1c772c09e3b3400ecf4b6fd5403adbc82a139b6707fc589eabc17","460c30a7f5987633703330af716488f0d72437c3cd31af2e16e6923fbd98b263","junior-compliance-officer-at-imc-dcf8e0d735","Junior Compliance Officer","imc","","Zug","Switzerland",false,[15],"Full-time","Legal","\u003Cp>IMC is a leading global trading firm operating at the intersection of technology, trading, and market structure. We believe compliance is most effective when embedded in the business providing insight, constructive challenge, and practical solutions. Our crypto business, headquartered in Zug, is a growing and strategically important part of IMC's global footprint, and we are building a world-class compliance function to support its continued expansion.\u003C/p>\n\u003Cp>We are looking for a motivated and detail-oriented Crypto Compliance Officer to join IMC's newly established Crypto Compliance team in Zug. Reporting directly to the Senior Crypto Compliance Officer, you will be responsible for the day-to-day implementation of IMC's compliance program — translating policies into operational controls, running transaction monitoring and trade surveillance processes, and ensuring the business meets its regulatory obligations on an ongoing basis.\u003C/p>\n\u003Cp>This is an exciting opportunity to get in early on building something from the ground up. You will work closely with the Senior Crypto Compliance Officer, as well as colleagues in the Amsterdam AML team, European Compliance leads, and counterparts in the US and APAC. We are looking for someone who is eager to learn, willing to roll up their sleeves, and genuinely excited about the compliance challenges that come with operating in the digital asset space.\u003C/p>\n\u003Cp>\u003Cstrong>Your Core Responsibilities\u003C/strong>\u003C/p>\n\u003Cp>Transaction monitoring & trade surveillance\u003C/p>\n\u003Cul>\n\u003Cli>Manage and oversee day-to-day transaction monitoring across IMC's crypto asset activities, identifying, investigating, and escalating unusual patterns or potential AML concerns in line with the Compliance framework\u003C/li>\n\u003Cli>Manage the trade surveillance alert workflow — reviewing, investigating, and resolving alerts in line with established procedures and escalating material issues to the European Monitoring and Surveillance Compliance Officer\u003C/li>\n\u003Cli>Perform blockchain analytics to assess counterparty risk and support investigations into flagged transactions\u003C/li>\n\u003Cli>Prepare and file Suspicious Activity Reports (SARs) and Suspicious Transaction Reports (STRs) in accordance with CIMA obligations\u003C/li>\n\u003C/ul>\n\u003Cp>Policy implementation & controls\u003C/p>\n\u003Cul>\n\u003Cli>Implement and operationalize compliance policies and procedures across the business, ensuring staff understand and follow requirements\u003C/li>\n\u003Cli>Maintain compliance registers, logs, and documentation required for regulatory, audit, and reporting purposes\u003C/li>\n\u003Cli>Develop and roll out training for the Crypto teams across various Compliance topics\u003C/li>\n\u003C/ul>\n\u003Cp>Regulatory & business support\u003C/p>\n\u003Cul>\n\u003Cli>Handle day-to-day compliance queries from the trading and operations teams, providing practical and timely guidance\u003C/li>\n\u003Cli>Assist the Senior Crypto Compliance Officer in managing relationships with exchanges and responding to regulatory enquiries\u003C/li>\n\u003Cli>Support the preparation of regulatory filings and assist in managing the audit remediation plan\u003C/li>\n\u003Cli>Track relevant regulatory developments in the EU and US crypto landscape and flag material changes for policy review\u003C/li>\n\u003C/ul>\n\u003Cp>Cross-regional collaboration\u003C/p>\n\u003Cul>\n\u003Cli>Liaise with the Zug AML team based in Amsterdam on AML-related matters, ensuring consistency of approach across European business\u003C/li>\n\u003Cli>Collaborate with Compliance counterparts across European offices, as well as colleagues in the US and APAC, to support the global compliance program\u003C/li>\n\u003Cli>Contribute to compliance training sessions and help build a strong compliance culture across the business\u003C/li>\n\u003C/ul>\n\u003Cp>Key deliverables\u003C/p>\n\u003Cul>\n\u003Cli>Effective day-to-day operation of transaction monitoring and trade surveillance processes\u003C/li>\n\u003Cli>Robust implementation of Compliance policies and controls across the crypto business\u003C/li>\n\u003Cli>Support the Head of Compliance in delivering a fully operational compliance framework in Zug\u003C/li>\n\u003C/ul>\n\u003Cp>\u003Cstrong>Your Skills and Experience\u003C/strong>\u003C/p>\n\u003Cul>\n\u003Cli>2–4 years of Compliance experience in a regulated financial services environment, ideally with exposure to digital assets, crypto, or fintech\u003C/li>\n\u003Cli>Practical experience in AML transaction monitoring, trade surveillance, or compliance controls in a financial institution\u003C/li>\n\u003Cli>Familiarity with blockchain analytics tools (e.g. Chainalysis, Elliptic)\u003C/li>\n\u003Cli>Experience working in or alongside an international team across multiple jurisdictions\u003C/li>\n\u003Cli>A collaborative and proactive mindset — you work well with others and take ownership of your responsibilities\u003C/li>\n\u003Cli>Strong attention to detail and analytical capability\u003C/li>\n\u003Cli>Clear and concise written and verbal communication skills in English\u003C/li>\n\u003Cli>Willingness to learn quickly, adapt to a fast-moving environment, and contribute to building something new\u003C/li>\n\u003Cli>Ability to manage competing priorities and meet deadlines with a structured, hands-on approach\u003C/li>\n\u003Cli>High sense of integrity and accountability\u003C/li>\n\u003C/ul>\n\u003Cp>\u003Cstrong>What we offer\u003C/strong>\u003C/p>\n\u003Cul>\n\u003Cli>An early-career opportunity to help build a compliance function from the ground up in the fast-moving crypto space\u003C/li>\n\u003Cli>Direct mentorship and development from experienced senior compliance professionals\u003C/li>\n\u003Cli>Exposure to global business with colleagues across the US, Europe, and APAC\u003C/li>\n\u003Cli>A high-performance, collaborative culture that rewards ownership and initiative\u003C/li>\n\u003C/ul>\u003Cp>\u003Cstrong>About Us\u003C/strong>\u003C/p>\n\u003Cp>IMC is a global trading firm powered by a cutting-edge research environment and a world-class technology backbone. Since 1989, we’ve been a stabilizing force in financial markets, providing essential liquidity upon which market participants depend. Across our offices in the US, Europe, Asia Pacific, and India, our talented quant researchers, engineers, traders, and business operations professionals are united by our uniquely collaborative, high-performance culture, and our commitment to giving back. From entering dynamic new markets to embracing disruptive technologies, and from developing an innovative research environment to diversifying our trading strategies, we dare to continuously innovate and collaborate to succeed.\u003C/p>","IMC is a leading global trading firm operating at the intersection of technology, trading, and market structure. We believe compliance is most effective when embedded in the business providing insight, constructive challenge, and practical solutions. Our crypto business, headquartered in Zug, is a growing and strategically important part of IMC's global footprint, and we are building a world-class compliance function to support its continued expansion.\nWe are looking for a motivated and detail-oriented Crypto Compliance Officer to join IMC's newly established Crypto Compliance team in Zug. Reporting directly to the Senior Crypto Compliance Officer, you will be responsible for the day-to-day implementation of IMC's compliance program — translating policies into operational controls, running transaction monitoring and trade surveillance processes, and ensuring the business meets its regulatory obligations on an ongoing basis.\nThis is an exciting opportunity to get in early on building something from the ground up. You will work closely with the Senior Crypto Compliance Officer, as well as colleagues in the Amsterdam AML team, European Compliance leads, and counterparts in the US and APAC. We are looking for someone who is eager to learn, willing to roll up their sleeves, and genuinely excited about the compliance challenges that come with operating in the digital asset space.\nYour Core Responsibilities\nTransaction monitoring & trade surveillance\n\nManage and oversee day-to-day transaction monitoring across IMC's crypto asset activities, identifying, investigating, and escalating unusual patterns or potential AML concerns in line with the Compliance framework\nManage the trade surveillance alert workflow — reviewing, investigating, and resolving alerts in line with established procedures and escalating material issues to the European Monitoring and Surveillance Compliance Officer\nPerform blockchain analytics to assess counterparty risk and support investigations into flagged transactions\nPrepare and file Suspicious Activity Reports (SARs) and Suspicious Transaction Reports (STRs) in accordance with CIMA obligations\n\nPolicy implementation & controls\n\nImplement and operationalize compliance policies and procedures across the business, ensuring staff understand and follow requirements\nMaintain compliance registers, logs, and documentation required for regulatory, audit, and reporting purposes\nDevelop and roll out training for the Crypto teams across various Compliance topics\n\nRegulatory & business support\n\nHandle day-to-day compliance queries from the trading and operations teams, providing practical and timely guidance\nAssist the Senior Crypto Compliance Officer in managing relationships with exchanges and responding to regulatory enquiries\nSupport the preparation of regulatory filings and assist in managing the audit remediation plan\nTrack relevant regulatory developments in the EU and US crypto landscape and flag material changes for policy review\n\nCross-regional collaboration\n\nLiaise with the Zug AML team based in Amsterdam on AML-related matters, ensuring consistency of approach across European business\nCollaborate with Compliance counterparts across European offices, as well as colleagues in the US and APAC, to support the global compliance program\nContribute to compliance training sessions and help build a strong compliance culture across the business\n\nKey deliverables\n\nEffective day-to-day operation of transaction monitoring and trade surveillance processes\nRobust implementation of Compliance policies and controls across the crypto business\nSupport the Head of Compliance in delivering a fully operational compliance framework in Zug\n\nYour Skills and Experience\n\n2–4 years of Compliance experience in a regulated financial services environment, ideally with exposure to digital assets, crypto, or fintech\nPractical experience in AML transaction monitoring, trade surveillance, or compliance controls in a financial institution\nFamiliarity with blockchain analytics tools (e.g. Chainalysis, Elliptic)\nExperience working in or alongside an international team across multiple jurisdictions\nA collaborative and proactive mindset — you work well with others and take ownership of your responsibilities\nStrong attention to detail and analytical capability\nClear and concise written and verbal communication skills in English\nWillingness to learn quickly, adapt to a fast-moving environment, and contribute to building something new\nAbility to manage competing priorities and meet deadlines with a structured, hands-on approach\nHigh sense of integrity and accountability\n\nWhat we offer\n\nAn early-career opportunity to help build a compliance function from the ground up in the fast-moving crypto space\nDirect mentorship and development from experienced senior compliance professionals\nExposure to global business with colleagues across the US, Europe, and APAC\nA high-performance, collaborative culture that rewards ownership and initiative\nAbout Us\nIMC is a global trading firm powered by a cutting-edge research environment and a world-class technology backbone. Since 1989, we’ve been a stabilizing force in financial markets, providing essential liquidity upon which market participants depend. Across our offices in the US, Europe, Asia Pacific, and India, our talented quant researchers, engineers, traders, and business operations professionals are united by our uniquely collaborative, high-performance culture, and our commitment to giving back. From entering dynamic new markets to embracing disruptive technologies, and from developing an innovative research environment to diversifying our trading strategies, we dare to continuously innovate and collaborate to succeed.",0,1776310758000,"2026-09-23 22:52:13","2026-04-15T05:25:35-04:00","CHF",{"jsonldValid":13,"jsonld":10},{"jobs":26},[27,46,60,70,83,95],{"id":28,"applyToken":29,"slug":30,"title":31,"companyname":9,"companylogo":10,"city":32,"country":33,"remote":13,"employmentType":34,"department":16,"content_html":35,"content_text":36,"years":19,"createdAt":37,"updatedAtISO":38,"postedAtISO":39,"hasSalary":40,"salaryMin":41,"salaryMax":42,"currency":43,"isPaid":13,"schema":44},"18b63ad9cdbd52297d5402b2577fe57da59f97414c37ed33bc95eefe803dbe43","caa7a170b601fee93be7388d685d52f91effa6cafaa09375f88ae64324267a01","legal-counsel-at-imc-50c88263cb","Legal Counsel","Chicago","United States",[15],"\u003Cp>We're looking for a seasoned attorney to serve as Legal Counsel. This role is responsible for supporting all our business lines (e.g. trading in equity options, equities, ETFs, futures). This includes supporting all legal agreements and documentation related to our treasury function, prime brokerage arrangements, and clearing relationships.\u003C/p>\n\u003Cp>\u003Cstrong>Your Core Responsibilities: \u003C/strong>\u003C/p>\n\u003Cul>\n\u003Cli>Provide legal advice across the US and London / EUR markets across a wide array of asset classes and topics, including prime brokerage arrangements, give-up agreements, securities lending, netting and collateral, capital and liquidity requirements, custody and clearing relationships, and reporting\u003C/li>\n\u003Cli>Lead negotiations across all prime brokerage and OTC derivatives documentation including ISDA Master Agreements, Credit Support Annexes, and securities lending and repurchase documentation, as well as banking deposit agreements, account control agreements, letters of credit agreements, etc.\u003C/li>\n\u003Cli>Advise on regulatory compliance and implementation of key regulatory projects such as transaction reporting, clearing, and margin requirements, on cash equities, fixed income, options, futures, and derivatives\u003C/li>\n\u003Cli>Collaborate with Risk, Treasury, and business support, helping internal teams understand regulatory requirements and implementation impacts\u003C/li>\n\u003C/ul>\n\u003Cp>\u003Cstrong>Your Skills and Experience: \u003C/strong>\u003C/p>\n\u003Cul>\n\u003Cli>8+ years of legal experience, with meaningful in-house experience at a large, complex organization\u003C/li>\n\u003Cli>Strong background in both private practice and in-house environments, ideally within leading buy-side financial institutions, asset managers, or trading firms\u003C/li>\n\u003Cli>Sound understanding of OTC derivatives, including deep familiarity with ISDA Master Agreements, Securities Lending Documentation, and related regulatory frameworks\u003C/li>\n\u003Cli>Proven track record managing large-scale, cross-functional projects from initiation through completion\u003C/li>\n\u003Cli>Strong business acumen and ability to translate complex legal issues into clear, actionable guidance for senior stakeholders\u003C/li>\n\u003Cli>Exceptional written and verbal communication skills\u003C/li>\n\u003Cli>D. from an accredited law school; active bar membership required\u003C/li>\n\u003C/ul>\n\u003Cp>\u003Cstrong>Skills & Attributes: \u003C/strong>\u003C/p>\n\u003Cul>\n\u003Cli>Highly organized with strong project management instincts — you don't just flag problems, you build systems to prevent them\u003C/li>\n\u003Cli>Comfortable operating with ambiguity and shifting priorities\u003C/li>\n\u003Cli>Collaborative and low-ego — you get things done through influence, not authority\u003C/li>\n\u003Cli>Discreet and trustworthy; able to handle sensitive information with professionalism\u003C/li>\n\u003Cli>Familiarity with legal operations tools and technology is a plus\u003C/li>\n\u003Cli>Willingness to promote opportunities to leverage AI tools and emerging technologies to enhance productivity, streamline workflows, and drive smarter ways of working across the Legal team and the organization\u003C/li>\n\u003C/ul>\u003Cp>The Base Salary range for the role is included below. Base salary is only one component of total compensation; all full-time, permanent positions are eligible for a discretionary bonus and benefits, including paid leave and insurance. Please visit Benefits - US | IMC Trading for more comprehensive information.\u003C/p>\u003Cp>Salary Range\u003C/p>\u003Cp>$200,000—$250,000 USD\u003C/p>\u003Cp>\u003Cstrong>About Us\u003C/strong>\u003C/p>\n\u003Cp>IMC is a global trading firm powered by a cutting-edge research environment and a world-class technology backbone. Since 1989, we’ve been a stabilizing force in financial markets, providing essential liquidity upon which market participants depend. Across our offices in the US, Europe, Asia Pacific, and India, our talented quant researchers, engineers, traders, and business operations professionals are united by our uniquely collaborative, high-performance culture, and our commitment to giving back. From entering dynamic new markets to embracing disruptive technologies, and from developing an innovative research environment to diversifying our trading strategies, we dare to continuously innovate and collaborate to succeed.\u003C/p>","We're looking for a seasoned attorney to serve as Legal Counsel. This role is responsible for supporting all our business lines (e.g. trading in equity options, equities, ETFs, futures). This includes supporting all legal agreements and documentation related to our treasury function, prime brokerage arrangements, and clearing relationships.\nYour Core Responsibilities: \n\nProvide legal advice across the US and London / EUR markets across a wide array of asset classes and topics, including prime brokerage arrangements, give-up agreements, securities lending, netting and collateral, capital and liquidity requirements, custody and clearing relationships, and reporting\nLead negotiations across all prime brokerage and OTC derivatives documentation including ISDA Master Agreements, Credit Support Annexes, and securities lending and repurchase documentation, as well as banking deposit agreements, account control agreements, letters of credit agreements, etc.\nAdvise on regulatory compliance and implementation of key regulatory projects such as transaction reporting, clearing, and margin requirements, on cash equities, fixed income, options, futures, and derivatives\nCollaborate with Risk, Treasury, and business support, helping internal teams understand regulatory requirements and implementation impacts\n\nYour Skills and Experience: \n\n8+ years of legal experience, with meaningful in-house experience at a large, complex organization\nStrong background in both private practice and in-house environments, ideally within leading buy-side financial institutions, asset managers, or trading firms\nSound understanding of OTC derivatives, including deep familiarity with ISDA Master Agreements, Securities Lending Documentation, and related regulatory frameworks\nProven track record managing large-scale, cross-functional projects from initiation through completion\nStrong business acumen and ability to translate complex legal issues into clear, actionable guidance for senior stakeholders\nExceptional written and verbal communication skills\nD. from an accredited law school; active bar membership required\n\nSkills & Attributes: \n\nHighly organized with strong project management instincts — you don't just flag problems, you build systems to prevent them\nComfortable operating with ambiguity and shifting priorities\nCollaborative and low-ego — you get things done through influence, not authority\nDiscreet and trustworthy; able to handle sensitive information with professionalism\nFamiliarity with legal operations tools and technology is a plus\nWillingness to promote opportunities to leverage AI tools and emerging technologies to enhance productivity, streamline workflows, and drive smarter ways of working across the Legal team and the organization\nThe Base Salary range for the role is included below. Base salary is only one component of total compensation; all full-time, permanent positions are eligible for a discretionary bonus and benefits, including paid leave and insurance. Please visit Benefits - US | IMC Trading for more comprehensive information.Salary Range$200,000—$250,000 USDAbout Us\nIMC is a global trading firm powered by a cutting-edge research environment and a world-class technology backbone. Since 1989, we’ve been a stabilizing force in financial markets, providing essential liquidity upon which market participants depend. Across our offices in the US, Europe, Asia Pacific, and India, our talented quant researchers, engineers, traders, and business operations professionals are united by our uniquely collaborative, high-performance culture, and our commitment to giving back. From entering dynamic new markets to embracing disruptive technologies, and from developing an innovative research environment to diversifying our trading strategies, we dare to continuously innovate and collaborate to succeed.",1786678181000,"2026-08-14 05:33:40","2026-08-13T15:47:31.000Z",true,200000,250000,"USD",{"jsonldValid":40,"jsonld":45},"{\"@context\":\"https://schema.org\",\"@type\":\"JobPosting\",\"title\":\"Legal Counsel\",\"description\":\"\u003Cp>We're looking for a seasoned attorney to serve as Legal Counsel. This role is responsible for supporting all our business lines (e.g. trading in equity options, equities, ETFs, futures). This includes supporting all legal agreements and documentation related to our treasury function, prime brokerage arrangements, and clearing relationships.\u003C/p>\\n\u003Cp>\u003Cstrong>Your Core Responsibilities: \u003C/strong>\u003C/p>\\n\u003Cul>\\n\u003Cli>Provide legal advice across the US and London / EUR markets across a wide array of asset classes and topics, including prime brokerage arrangements, give-up agreements, securities lending, netting and collateral, capital and liquidity requirements, custody and clearing relationships, and reporting\u003C/li>\\n\u003Cli>Lead negotiations across all prime brokerage and OTC derivatives documentation including ISDA Master Agreements, Credit Support Annexes, and securities lending and repurchase documentation, as well as banking deposit agreements, account control agreements, letters of credit agreements, etc.\u003C/li>\\n\u003Cli>Advise on regulatory compliance and implementation of key regulatory projects such as transaction reporting, clearing, and margin requirements, on cash equities, fixed income, options, futures, and derivatives\u003C/li>\\n\u003Cli>Collaborate with Risk, Treasury, and business support, helping internal teams understand regulatory requirements and implementation impacts\u003C/li>\\n\u003C/ul>\\n\u003Cp>\u003Cstrong>Your Skills and Experience: \u003C/strong>\u003C/p>\\n\u003Cul>\\n\u003Cli>8+ years of legal experience, with meaningful in-house experience at a large, complex organization\u003C/li>\\n\u003Cli>Strong background in both private practice and in-house environments, ideally within leading buy-side financial institutions, asset managers, or trading firms\u003C/li>\\n\u003Cli>Sound understanding of OTC derivatives, including deep familiarity with ISDA Master Agreements, Securities Lending Documentation, and related regulatory frameworks\u003C/li>\\n\u003Cli>Proven track record managing large-scale, cross-functional projects from initiation through completion\u003C/li>\\n\u003Cli>Strong business acumen and ability to translate complex legal issues into clear, actionable guidance for senior stakeholders\u003C/li>\\n\u003Cli>Exceptional written and verbal communication skills\u003C/li>\\n\u003Cli>D. from an accredited law school; active bar membership required\u003C/li>\\n\u003C/ul>\\n\u003Cp>\u003Cstrong>Skills & Attributes: \u003C/strong>\u003C/p>\\n\u003Cul>\\n\u003Cli>Highly organized with strong project management instincts — you don't just flag problems, you build systems to prevent them\u003C/li>\\n\u003Cli>Comfortable operating with ambiguity and shifting priorities\u003C/li>\\n\u003Cli>Collaborative and low-ego — you get things done through influence, not authority\u003C/li>\\n\u003Cli>Discreet and trustworthy; able to handle sensitive information with professionalism\u003C/li>\\n\u003Cli>Familiarity with legal operations tools and technology is a plus\u003C/li>\\n\u003Cli>Willingness to promote opportunities to leverage AI tools and emerging technologies to enhance productivity, streamline workflows, and drive smarter ways of working across the Legal team and the organization\u003C/li>\\n\u003C/ul>\u003Cp>The Base Salary range for the role is included below. Base salary is only one component of total compensation; all full-time, permanent positions are eligible for a discretionary bonus and benefits, including paid leave and insurance. Please visit Benefits - US | IMC Trading for more comprehensive information.\u003C/p>\u003Cp>Salary Range\u003C/p>\u003Cp>$200,000—$250,000 USD\u003C/p>\u003Cp>\u003Cstrong>About Us\u003C/strong>\u003C/p>\\n\u003Cp>IMC is a global trading firm powered by a cutting-edge research environment and a world-class technology backbone. Since 1989, we’ve been a stabilizing force in financial markets, providing essential liquidity upon which market participants depend. Across our offices in the US, Europe, Asia Pacific, and India, our talented quant researchers, engineers, traders, and business operations professionals are united by our uniquely collaborative, high-performance culture, and our commitment to giving back. From entering dynamic new markets to embracing disruptive technologies, and from developing an innovative research environment to diversifying our trading strategies, we dare to continuously innovate and collaborate to succeed.\u003C/p>\",\"datePosted\":\"2026-08-13T15:47:31.000Z\",\"hiringOrganization\":{\"@type\":\"Organization\",\"name\":\"imc\"},\"identifier\":{\"@type\":\"PropertyValue\",\"name\":\"imc\",\"value\":\"18b63ad9cdbd52297d5402b2577fe57da59f97414c37ed33bc95eefe803dbe43\"},\"employmentType\":\"FULL_TIME\",\"jobLocation\":{\"@type\":\"Place\",\"address\":{\"@type\":\"PostalAddress\",\"addressLocality\":\"Chicago\",\"addressRegion\":\"United States; New York\",\"addressCountry\":\"US\"}}}",{"id":47,"applyToken":48,"slug":49,"title":50,"companyname":9,"companylogo":10,"city":51,"country":52,"remote":13,"employmentType":53,"department":16,"content_html":54,"content_text":55,"years":19,"createdAt":56,"updatedAtISO":21,"postedAtISO":57,"hasSalary":13,"salaryMin":19,"salaryMax":19,"currency":58,"isPaid":13,"schema":59},"3679c6cbe9af2833886bf71ea74f8c739bbef6fd1873eaab8427aea86260a790","58fac9c7843ddd6be52410ed9b2245a6e519f4dc0dce6fa652ef7551225c81cb","senior-compliance-officer-surveillance-at-imc-059ab8534f","Senior Compliance Officer – Surveillance","Sydney","Australia",[15],"\u003Cp>IMC's APAC Compliance team works closely with our Trading and Technology teams to manage the regulatory risks of our trading activities across multiple jurisdictions, particularly in the Asia-Pacific region. With IMC's expansion within APAC trading activities notably in the systematic equities space, this role sits at the centre of that growth with a real scope to shape how trade surveillance is done across the region and globally.\u003C/p>\n\u003Cp>As Senior Surveillance Lead at IMC, you will set the strategic direction for APAC trade surveillance while remaining hands-on across the full scope of day-to-day surveillance work. You will own the surveillance programme across IMC's APAC trading entities — covering equities, derivatives, and commodities across multiple markets — and lead a small team of surveillance professionals, with the opportunity to grow that team as the business scales.\u003C/p>\n\u003Cp>\u003Cstrong>Your Core Responsibilities:\u003C/strong>\u003C/p>\n\u003Cp>Your responsibilities will include, but not be limited to:\u003C/p>\n\u003Cul>\n\u003Cli>Setting the strategic roadmap for APAC trade surveillance, defining long-term coverage priorities as the business expands into new markets, asset classes, and trading strategies\u003C/li>\n\u003Cli>Investigating and resolving trade surveillance alerts across market abuse typologies including spoofing, layering, ramping, marking the close, wash trading, and insider trading indicators\u003C/li>\n\u003Cli>Managing alert queues and ensuring timely investigation and closure of alerts\u003C/li>\n\u003Cli>Owning responses to regulatory and exchange inquiries relating to trading activity\u003C/li>\n\u003Cli>Designing and calibrating surveillance alert parameters as new markets, strategies, and products come online\u003C/li>\n\u003Cli>Owning electronic communications surveillance (review of flagged emails and chat messages)\u003C/li>\n\u003Cli>Driving data analysis and reporting in support of broader compliance team needs\u003C/li>\n\u003Cli>Working with software development teams on surveillance platform enhancements, including regulatory data feeds, internal surveillance tooling, and external surveillance systems\u003C/li>\n\u003Cli>Owning the design of surveillance coverage for new markets and asset classes, including Hong Kong, Korea, Japan, Singapore, United States, China, and markets on the roadmap\u003C/li>\n\u003Cli>Supporting the APAC assurance programme with surveillance-related data and analysis\u003C/li>\n\u003Cli>Leading and developing a team of surveillance professionals, including setting objectives, providing feedback and coaching, and ensuring coverage and development needs are met\u003C/li>\n\u003C/ul>\n\u003Cp>\u003Cstrong>Your skills and experience:\u003C/strong>\u003C/p>\n\u003Cul>\n\u003Cli>Significant experience in trade surveillance within financial services, with a background at a proprietary trading firm, market maker, or HFT/systematic firm preferred\u003C/li>\n\u003Cli>Demonstrated ability to lead a surveillance function or team, with experience managing, mentoring, or developing junior surveillance staff\u003C/li>\n\u003Cli>Solid understanding of core market abuse typologies (spoofing, layering, ramping, wash trading, insider trading)\u003C/li>\n\u003Cli>Knowledge of CSRC program trading rules, SFC Code of Conduct, or ASIC Market Integrity Rules\u003C/li>\n\u003Cli>Experience with at least one surveillance platform (OneTick, SMARTS, Nice Actimize, or equivalent)\u003C/li>\n\u003Cli>Experience designing or calibrating surveillance alerts from scratch\u003C/li>\n\u003Cli>Ability to work with trading data using Python, SQL, or equivalent tools\u003C/li>\n\u003Cli>APAC markets experience across any combination of Hong Kong, Korea, Japan, Australia, China, or Singapore\u003C/li>\n\u003Cli>Experience with equities surveillance, derivatives or commodities is preferred\u003C/li>\n\u003Cli>Commercial awareness: an understanding of trading strategies and market microstructure, and the ability to apply that knowledge to distinguish genuine behaviour from potential misconduct\u003C/li>\n\u003Cli>Strong written and verbal communication skills; regulatory inquiry responses require clear, precise writing\u003C/li>\n\u003C/ul>\u003Cp>\u003Cstrong>About Us\u003C/strong>\u003C/p>\n\u003Cp>IMC is a global trading firm powered by a cutting-edge research environment and a world-class technology backbone. Since 1989, we’ve been a stabilizing force in financial markets, providing essential liquidity upon which market participants depend. Across our offices in the US, Europe, Asia Pacific, and India, our talented quant researchers, engineers, traders, and business operations professionals are united by our uniquely collaborative, high-performance culture, and our commitment to giving back. From entering dynamic new markets to embracing disruptive technologies, and from developing an innovative research environment to diversifying our trading strategies, we dare to continuously innovate and collaborate to succeed.\u003C/p>","IMC's APAC Compliance team works closely with our Trading and Technology teams to manage the regulatory risks of our trading activities across multiple jurisdictions, particularly in the Asia-Pacific region. With IMC's expansion within APAC trading activities notably in the systematic equities space, this role sits at the centre of that growth with a real scope to shape how trade surveillance is done across the region and globally.\nAs Senior Surveillance Lead at IMC, you will set the strategic direction for APAC trade surveillance while remaining hands-on across the full scope of day-to-day surveillance work. You will own the surveillance programme across IMC's APAC trading entities — covering equities, derivatives, and commodities across multiple markets — and lead a small team of surveillance professionals, with the opportunity to grow that team as the business scales.\nYour Core Responsibilities:\nYour responsibilities will include, but not be limited to:\n\nSetting the strategic roadmap for APAC trade surveillance, defining long-term coverage priorities as the business expands into new markets, asset classes, and trading strategies\nInvestigating and resolving trade surveillance alerts across market abuse typologies including spoofing, layering, ramping, marking the close, wash trading, and insider trading indicators\nManaging alert queues and ensuring timely investigation and closure of alerts\nOwning responses to regulatory and exchange inquiries relating to trading activity\nDesigning and calibrating surveillance alert parameters as new markets, strategies, and products come online\nOwning electronic communications surveillance (review of flagged emails and chat messages)\nDriving data analysis and reporting in support of broader compliance team needs\nWorking with software development teams on surveillance platform enhancements, including regulatory data feeds, internal surveillance tooling, and external surveillance systems\nOwning the design of surveillance coverage for new markets and asset classes, including Hong Kong, Korea, Japan, Singapore, United States, China, and markets on the roadmap\nSupporting the APAC assurance programme with surveillance-related data and analysis\nLeading and developing a team of surveillance professionals, including setting objectives, providing feedback and coaching, and ensuring coverage and development needs are met\n\nYour skills and experience:\n\nSignificant experience in trade surveillance within financial services, with a background at a proprietary trading firm, market maker, or HFT/systematic firm preferred\nDemonstrated ability to lead a surveillance function or team, with experience managing, mentoring, or developing junior surveillance staff\nSolid understanding of core market abuse typologies (spoofing, layering, ramping, wash trading, insider trading)\nKnowledge of CSRC program trading rules, SFC Code of Conduct, or ASIC Market Integrity Rules\nExperience with at least one surveillance platform (OneTick, SMARTS, Nice Actimize, or equivalent)\nExperience designing or calibrating surveillance alerts from scratch\nAbility to work with trading data using Python, SQL, or equivalent tools\nAPAC markets experience across any combination of Hong Kong, Korea, Japan, Australia, China, or Singapore\nExperience with equities surveillance, derivatives or commodities is preferred\nCommercial awareness: an understanding of trading strategies and market microstructure, and the ability to apply that knowledge to distinguish genuine behaviour from potential misconduct\nStrong written and verbal communication skills; regulatory inquiry responses require clear, precise writing\nAbout Us\nIMC is a global trading firm powered by a cutting-edge research environment and a world-class technology backbone. Since 1989, we’ve been a stabilizing force in financial markets, providing essential liquidity upon which market participants depend. Across our offices in the US, Europe, Asia Pacific, and India, our talented quant researchers, engineers, traders, and business operations professionals are united by our uniquely collaborative, high-performance culture, and our commitment to giving back. From entering dynamic new markets to embracing disruptive technologies, and from developing an innovative research environment to diversifying our trading strategies, we dare to continuously innovate and collaborate to succeed.",1786332440000,"2026-08-09T19:56:02-04:00","AUD",{"jsonldValid":13,"jsonld":10},{"id":61,"applyToken":62,"slug":63,"title":64,"companyname":9,"companylogo":10,"city":11,"country":12,"remote":13,"employmentType":65,"department":16,"content_html":66,"content_text":67,"years":19,"createdAt":20,"updatedAtISO":21,"postedAtISO":68,"hasSalary":13,"salaryMin":19,"salaryMax":19,"currency":23,"isPaid":13,"schema":69},"36ef61fdd3979a1c0dcb81962a498be48642eacc9076328c6dfc6ef069f78c10","1e882a22d2852ca58faf79904b3e3fb5cd5165a5f954beda7c99672cd5f19ec0","senior-compliance-officer-at-imc-0d15d901c8","Senior Compliance Officer",[15],"\u003Cp>IMC is a leading global trading firm operating at the intersection of technology, trading, and market structure. We believe compliance is most effective when embedded in the business providing insight, constructive challenge, and practical solutions. Our crypto business, headquartered in Zug, is a growing and strategically important part of IMC's global footprint, and we are building a world-class compliance function to support its continued expansion.\u003C/p>\n\u003Cp>We are seeking an experienced Crypto Compliance Officer to take ownership of establishing and leading IMC's compliance framework for the Crypto business. This is a foundational and high-impact role for a compliance professional who combines deep regulatory expertise with genuine commercial instincts and a collaborative approach.\u003C/p>\n\u003Cp>You will be the primary compliance partner to the Crypto business — advising on new initiatives, guiding geographic expansion, engaging with regulators and exchanges, and building a compliance program that can scale with the business. You will manage and develop a small team, including a Crypto Compliance Officer, and work closely with counterparts in the US, APAC, and across the European Compliance and AML functions.\u003C/p>\n\u003Cp>\u003Cstrong>Your Core Responsibilities\u003C/strong>\u003C/p>\n\u003Cp>Framework design & governance\u003C/p>\n\u003Cul>\n\u003Cli>Design, establish, and own the end-to-end compliance framework for IMC's Crypto business, covering market conduct, trade surveillance, and regulatory licensing requirements\u003C/li>\n\u003Cli>Develop and maintain all compliance policies, procedures, and controls specific to digital asset activities, ensuring alignment with CIMA\u003C/li>\n\u003Cli>Define governance structures including escalation pathways, board-level compliance reporting, and risk appetite frameworks\u003C/li>\n\u003Cli>Establish and manage the audit remediation plan, tracking findings through to resolution and reporting progress to senior stakeholders\u003C/li>\n\u003Cli>Build and lead a high-performing compliance team capable of supporting the business at scale\u003C/li>\n\u003C/ul>\n\u003Cp>Strategic business partnering\u003C/p>\n\u003Cul>\n\u003Cli>Act as the trusted compliance partner to the Crypto business, advising on new products, strategic business ventures, and growth initiatives from inception\u003C/li>\n\u003Cli>Provide clear, pragmatic, and commercially sound guidance on regulatory and market conduct matters, balancing risk management with business enablement\u003C/li>\n\u003C/ul>\n\u003Cp>\u003Cstrong>Your Skills and Experience\u003C/strong>\u003C/p>\n\u003Cul>\n\u003Cli>7+ years of compliance experience in financial services, with a minimum of 2 years in a senior role covering digital assets, crypto, or fintech\u003C/li>\n\u003Cli>Proven track record of building compliance frameworks from the ground up in a regulated financial institution\u003C/li>\n\u003Cli>Strong understanding of crypto-specific compliance challenges including blockchain analytics, travel rule implementation, AML transaction monitoring, and cross-border regulatory requirements\u003C/li>\n\u003Cli>Experience engaging directly with financial regulators and managing regulatory examinations\u003C/li>\n\u003Cli>Exposure to US and/or APAC regulatory environments is a strong advantage\u003C/li>\n\u003Cli>A collaborative, business-oriented mindset\u003C/li>\n\u003Cli>Strong leadership and team development skills\u003C/li>\n\u003Cli>Excellent judgment and the confidence to navigate ambiguous regulatory environments\u003C/li>\n\u003Cli>Clear, concise communication skills in English\u003C/li>\n\u003Cli>Ability to manage multiple priorities across jurisdictions in a fast-paced environment\u003C/li>\n\u003Cli>Willingness to learn, grow, and help establish something genuinely new\u003C/li>\n\u003Cli>ACAMS or equivalent professional qualification preferred\u003C/li>\n\u003C/ul>\n\u003Cp>\u003Cstrong>What we offer\u003C/strong>\u003C/p>\n\u003Cul>\n\u003Cli>A senior, high-visibility role at the heart of IMC's fastest-growing business\u003C/li>\n\u003Cli>The opportunity to build and shape a compliance function from the ground up\u003C/li>\n\u003Cli>Direct collaboration with global leadership across Trading, Technology, Legal, and Risk\u003C/li>\n\u003Cli>A high-performance, collaborative culture that values ownership and intellectual rigor\u003C/li>\n\u003C/ul>\u003Cp>\u003Cstrong>About Us\u003C/strong>\u003C/p>\n\u003Cp>IMC is a global trading firm powered by a cutting-edge research environment and a world-class technology backbone. Since 1989, we’ve been a stabilizing force in financial markets, providing essential liquidity upon which market participants depend. Across our offices in the US, Europe, Asia Pacific, and India, our talented quant researchers, engineers, traders, and business operations professionals are united by our uniquely collaborative, high-performance culture, and our commitment to giving back. From entering dynamic new markets to embracing disruptive technologies, and from developing an innovative research environment to diversifying our trading strategies, we dare to continuously innovate and collaborate to succeed.\u003C/p>","IMC is a leading global trading firm operating at the intersection of technology, trading, and market structure. We believe compliance is most effective when embedded in the business providing insight, constructive challenge, and practical solutions. Our crypto business, headquartered in Zug, is a growing and strategically important part of IMC's global footprint, and we are building a world-class compliance function to support its continued expansion.\nWe are seeking an experienced Crypto Compliance Officer to take ownership of establishing and leading IMC's compliance framework for the Crypto business. This is a foundational and high-impact role for a compliance professional who combines deep regulatory expertise with genuine commercial instincts and a collaborative approach.\nYou will be the primary compliance partner to the Crypto business — advising on new initiatives, guiding geographic expansion, engaging with regulators and exchanges, and building a compliance program that can scale with the business. You will manage and develop a small team, including a Crypto Compliance Officer, and work closely with counterparts in the US, APAC, and across the European Compliance and AML functions.\nYour Core Responsibilities\nFramework design & governance\n\nDesign, establish, and own the end-to-end compliance framework for IMC's Crypto business, covering market conduct, trade surveillance, and regulatory licensing requirements\nDevelop and maintain all compliance policies, procedures, and controls specific to digital asset activities, ensuring alignment with CIMA\nDefine governance structures including escalation pathways, board-level compliance reporting, and risk appetite frameworks\nEstablish and manage the audit remediation plan, tracking findings through to resolution and reporting progress to senior stakeholders\nBuild and lead a high-performing compliance team capable of supporting the business at scale\n\nStrategic business partnering\n\nAct as the trusted compliance partner to the Crypto business, advising on new products, strategic business ventures, and growth initiatives from inception\nProvide clear, pragmatic, and commercially sound guidance on regulatory and market conduct matters, balancing risk management with business enablement\n\nYour Skills and Experience\n\n7+ years of compliance experience in financial services, with a minimum of 2 years in a senior role covering digital assets, crypto, or fintech\nProven track record of building compliance frameworks from the ground up in a regulated financial institution\nStrong understanding of crypto-specific compliance challenges including blockchain analytics, travel rule implementation, AML transaction monitoring, and cross-border regulatory requirements\nExperience engaging directly with financial regulators and managing regulatory examinations\nExposure to US and/or APAC regulatory environments is a strong advantage\nA collaborative, business-oriented mindset\nStrong leadership and team development skills\nExcellent judgment and the confidence to navigate ambiguous regulatory environments\nClear, concise communication skills in English\nAbility to manage multiple priorities across jurisdictions in a fast-paced environment\nWillingness to learn, grow, and help establish something genuinely new\nACAMS or equivalent professional qualification preferred\n\nWhat we offer\n\nA senior, high-visibility role at the heart of IMC's fastest-growing business\nThe opportunity to build and shape a compliance function from the ground up\nDirect collaboration with global leadership across Trading, Technology, Legal, and Risk\nA high-performance, collaborative culture that values ownership and intellectual rigor\nAbout Us\nIMC is a global trading firm powered by a cutting-edge research environment and a world-class technology backbone. Since 1989, we’ve been a stabilizing force in financial markets, providing essential liquidity upon which market participants depend. Across our offices in the US, Europe, Asia Pacific, and India, our talented quant researchers, engineers, traders, and business operations professionals are united by our uniquely collaborative, high-performance culture, and our commitment to giving back. From entering dynamic new markets to embracing disruptive technologies, and from developing an innovative research environment to diversifying our trading strategies, we dare to continuously innovate and collaborate to succeed.","2026-04-15T05:37:15-04:00",{"jsonldValid":13,"jsonld":10},{"id":71,"applyToken":72,"slug":73,"title":64,"companyname":9,"companylogo":10,"city":74,"country":75,"remote":13,"employmentType":76,"department":16,"content_html":77,"content_text":78,"years":19,"createdAt":79,"updatedAtISO":21,"postedAtISO":80,"hasSalary":13,"salaryMin":19,"salaryMax":19,"currency":81,"isPaid":13,"schema":82},"8d52f347ae714e2ec07570ce4829170e0f0d351542d6d07e6af9895ad89efcd3","4f8960e98cd5b897e0d33ab7110d4b2a016619f15046326108c79a062e75739f","senior-compliance-officer-at-imc-3998ee6d0b","Amsterdam","Netherlands",[15],"\u003Ch3>About IMC\u003C/h3>\n\u003Cp>IMC is a leading global trading firm operating at the intersection of technology, trading, and market structure. We believe compliance is most effective when embedded in the business — providing insight, constructive challenge, and practical solutions, not just rules.\u003C/p>\n\u003Ch3>The Role\u003C/h3>\n\u003Cp>We are seeking a Senior Compliance Officer to act as a strategic partner to Trading and Technology. In this role, you will translate complex regulatory and market conduct requirements into clear, pragmatic, and commercially sound guidance.\u003C/p>\n\u003Cp>You will combine strong regulatory expertise with a deep understanding of trading strategies, algorithmic trading systems, and market structure to enable responsible innovation while maintaining the highest standards of market integrity.\u003C/p>\n\u003Ch3>Key Responsibilities\u003C/h3>\n\u003Ch4>Strategic Business Partnering\u003C/h4>\n\u003Cul>\n\u003Cli>Act as trusted advisor to Trading & Technology on regulatory & market conduct matters\u003C/li>\n\u003Cli>Embed compliance into strategic and operational decision-making\u003C/li>\n\u003Cli>Provide constructive challenge while balancing regulatory and commercial objectives\u003C/li>\n\u003Cli>Build strong relationships across Trading desks and Technology teams\u003C/li>\n\u003C/ul>\n\u003Ch4>Regulatory Advisory & Oversight\u003C/h4>\n\u003Cul>\n\u003Cli>Serve as subject matter expert on EU and Dutch financial regulation\u003C/li>\n\u003Cli>Translate regulatory and exchange requirements into risk-based, practical guidance\u003C/li>\n\u003Cli>Review new trading strategies, algorithms, and technology developments\u003C/li>\n\u003Cli>Conduct regulatory self-assessments (including RTS 6 and MAR)\u003C/li>\n\u003Cli>Monitor regulatory developments and enforcement actions; provide forward-looking regulatory intelligence\u003C/li>\n\u003C/ul>\n\u003Ch4>Regulatory Engagement & Representation\u003C/h4>\n\u003Cul>\n\u003Cli>Represent IMC in interactions with regulators, exchanges, and industry associations\u003C/li>\n\u003Cli>Coordinate responses to regulatory inquiries, examinations, and investigations\u003C/li>\n\u003Cli>Support and manage regulatory reviews and projects\u003C/li>\n\u003C/ul>\n\u003Ch4>Compliance Program & Risk Management\u003C/h4>\n\u003Cul>\n\u003Cli>Support the development and maintenance of the compliance framework\u003C/li>\n\u003Cli>Ensure compliance risks and issues are appropriately identified, escalated, and reported\u003C/li>\n\u003Cli>Prepare and present compliance reporting and management updates\u003C/li>\n\u003Cli>Contribute to surveillance design and assist in investigations where necessary\u003C/li>\n\u003Cli>Draft and update compliance policies and procedures\u003C/li>\n\u003Cli>Prepare and deliver compliance training\u003C/li>\n\u003C/ul>\n\u003Ch3>What We’re Looking For\u003C/h3>\n\u003Ch4>Experience & Knowledge\u003C/h4>\n\u003Cul>\n\u003Cli>8+ years of experience in compliance within financial markets, preferably in an algorithmic trading environment\u003C/li>\n\u003Cli>Strong knowledge of regulations applicable to algorithmic trading firms (MiFID/RTS 6)\u003C/li>\n\u003Cli>Solid understanding of global financial markets and market structure\u003C/li>\n\u003Cli>Experience partnering with Trading and Technology in a business-aligned role\u003C/li>\n\u003Cli>Experience interacting with regulators and managing regulatory inquiries\u003C/li>\n\u003C/ul>\n\u003Ch3>Skills & Competencies\u003C/h3>\n\u003Cul>\n\u003Cli>Strong analytical and problem-solving skills with attention to detail\u003C/li>\n\u003Cli>Excellent judgment and decision-making ability\u003C/li>\n\u003Cli>Clear, concise written and verbal communication skills in English\u003C/li>\n\u003Cli>Ability to operate effectively in a fast-paced, dynamic environment\u003C/li>\n\u003Cli>Strong stakeholder management skills across all seniority levels\u003C/li>\n\u003Cli>Structured, proactive, and hands-on approach\u003C/li>\n\u003Cli>High sense of ownership and accountability\u003C/li>\n\u003Cli>Ability to manage multiple priorities and meet deadlines\u003C/li>\n\u003Cli>Proficiency in Microsoft PowerPoint and Excel\u003C/li>\n\u003Cli>Collaborative team player\u003C/li>\n\u003C/ul>\n\u003Ch3>What We Offer\u003C/h3>\n\u003Cul>\n\u003Cli>A senior, influential role embedded at the heart of the business\u003C/li>\n\u003Cli>Direct exposure to Trading and Technology decision-makers\u003C/li>\n\u003Cli>Opportunity to shape how compliance supports innovation and growth\u003C/li>\n\u003Cli>High-performance, collaborative culture\u003C/li>\n\u003Cli>Competitive compensation and benefits\u003C/li>\n\u003C/ul>\u003Cp>\u003Cstrong>About Us\u003C/strong>\u003C/p>\n\u003Cp>IMC is a global trading firm powered by a cutting-edge research environment and a world-class technology backbone. Since 1989, we’ve been a stabilizing force in financial markets, providing essential liquidity upon which market participants depend. Across our offices in the US, Europe, Asia Pacific, and India, our talented quant researchers, engineers, traders, and business operations professionals are united by our uniquely collaborative, high-performance culture, and our commitment to giving back. From entering dynamic new markets to embracing disruptive technologies, and from developing an innovative research environment to diversifying our trading strategies, we dare to continuously innovate and collaborate to succeed.\u003C/p>","About IMC\nIMC is a leading global trading firm operating at the intersection of technology, trading, and market structure. We believe compliance is most effective when embedded in the business — providing insight, constructive challenge, and practical solutions, not just rules.\nThe Role\nWe are seeking a Senior Compliance Officer to act as a strategic partner to Trading and Technology. In this role, you will translate complex regulatory and market conduct requirements into clear, pragmatic, and commercially sound guidance.\nYou will combine strong regulatory expertise with a deep understanding of trading strategies, algorithmic trading systems, and market structure to enable responsible innovation while maintaining the highest standards of market integrity.\nKey Responsibilities\nStrategic Business Partnering\n\nAct as trusted advisor to Trading & Technology on regulatory & market conduct matters\nEmbed compliance into strategic and operational decision-making\nProvide constructive challenge while balancing regulatory and commercial objectives\nBuild strong relationships across Trading desks and Technology teams\n\nRegulatory Advisory & Oversight\n\nServe as subject matter expert on EU and Dutch financial regulation\nTranslate regulatory and exchange requirements into risk-based, practical guidance\nReview new trading strategies, algorithms, and technology developments\nConduct regulatory self-assessments (including RTS 6 and MAR)\nMonitor regulatory developments and enforcement actions; provide forward-looking regulatory intelligence\n\nRegulatory Engagement & Representation\n\nRepresent IMC in interactions with regulators, exchanges, and industry associations\nCoordinate responses to regulatory inquiries, examinations, and investigations\nSupport and manage regulatory reviews and projects\n\nCompliance Program & Risk Management\n\nSupport the development and maintenance of the compliance framework\nEnsure compliance risks and issues are appropriately identified, escalated, and reported\nPrepare and present compliance reporting and management updates\nContribute to surveillance design and assist in investigations where necessary\nDraft and update compliance policies and procedures\nPrepare and deliver compliance training\n\nWhat We’re Looking For\nExperience & Knowledge\n\n8+ years of experience in compliance within financial markets, preferably in an algorithmic trading environment\nStrong knowledge of regulations applicable to algorithmic trading firms (MiFID/RTS 6)\nSolid understanding of global financial markets and market structure\nExperience partnering with Trading and Technology in a business-aligned role\nExperience interacting with regulators and managing regulatory inquiries\n\nSkills & Competencies\n\nStrong analytical and problem-solving skills with attention to detail\nExcellent judgment and decision-making ability\nClear, concise written and verbal communication skills in English\nAbility to operate effectively in a fast-paced, dynamic environment\nStrong stakeholder management skills across all seniority levels\nStructured, proactive, and hands-on approach\nHigh sense of ownership and accountability\nAbility to manage multiple priorities and meet deadlines\nProficiency in Microsoft PowerPoint and Excel\nCollaborative team player\n\nWhat We Offer\n\nA senior, influential role embedded at the heart of the business\nDirect exposure to Trading and Technology decision-makers\nOpportunity to shape how compliance supports innovation and growth\nHigh-performance, collaborative culture\nCompetitive compensation and benefits\nAbout Us\nIMC is a global trading firm powered by a cutting-edge research environment and a world-class technology backbone. Since 1989, we’ve been a stabilizing force in financial markets, providing essential liquidity upon which market participants depend. Across our offices in the US, Europe, Asia Pacific, and India, our talented quant researchers, engineers, traders, and business operations professionals are united by our uniquely collaborative, high-performance culture, and our commitment to giving back. From entering dynamic new markets to embracing disruptive technologies, and from developing an innovative research environment to diversifying our trading strategies, we dare to continuously innovate and collaborate to succeed.",1772602491000,"2026-03-03T05:06:00-05:00","EUR",{"jsonldValid":13,"jsonld":10},{"id":84,"applyToken":85,"slug":86,"title":87,"companyname":9,"companylogo":10,"city":88,"country":10,"remote":13,"employmentType":89,"department":16,"content_html":90,"content_text":91,"years":19,"createdAt":92,"updatedAtISO":21,"postedAtISO":93,"hasSalary":13,"salaryMin":19,"salaryMax":19,"currency":43,"isPaid":13,"schema":94},"80f5a536f3432c5aee36fdcdef710ca3a62e32d886cfe986d59bd0149518fc63","d247029d30b8016886b323b16b1ecee3d58c07f83e026361e8a410970e256a7f","compliance-officer-at-imc-8c9e271bfc","Compliance Officer","APAC",[15],"\u003Cp>IMC Korea Compliance team works closely with our Trading and Technology teams to manage the regulatory risks of our equity market-making activities in Korea. As a Compliance Officer, you’ll play a key role in safeguarding the business while enabling smart, innovative trading in a fast-paced, collaborative environment. This role offers broad exposure to regulatory oversight, trade surveillance, AML/CTF, and compliance operations, giving you the opportunity to make a tangible impact and grow your expertise within a dynamic global organization.\u003C/p>\n\u003Cp>\u003Cstrong>Your Core Responsibilities: \u003C/strong>\u003C/p>\n\u003Cul>\n\u003Cli>Regulatory Compliance & Oversight\n\n\u003C/li>\n\u003C/ul>\n\u003Cul>\n\u003Cli>Surveillance & Monitoring\n\n\u003C/li>\n\u003C/ul>\n\u003Cul>\n\u003Cli>Money Laundering Reporting Officer Responsibilities\n\n\u003C/li>\n\u003C/ul>\n\u003Cul>\n\u003Cli>Training & Compliance Culture\n\n\u003C/li>\n\u003C/ul>\n\u003Cul>\n\u003Cli>Regulatory reporting & Compliance Operations\n\n\u003C/li>\n\u003C/ul>\n\u003Cp>\u003Cstrong>Your Skills and Experience: \u003C/strong>\u003C/p>\n\u003Cul>\n\u003Cli>Bachelor’s degree in finance, Business, Law, or a related field.\u003C/li>\n\u003Cli>Must have minimum 5 years’ experience (or 3 years with KICPA or attorney qualification) in compliance or internal audit roles within financial services, preferably in a trading environment.\u003C/li>\n\u003Cli>Strong knowledge of Korean financial regulations, KRX rules and AML/CFT laws.\u003C/li>\n\u003Cli>Fluent in Korean and English (spoken and written).\u003C/li>\n\u003Cli>Experience managing regulatory inquiries, audits, and inspections.\u003C/li>\n\u003Cli>Excellent analytical, problem-solving, and communication skills.\u003C/li>\n\u003Cli>Strong attention to detail and ability to work independently in a small team.\u003C/li>\n\u003Cli>High proficiency in Microsoft Office; familiarity with Python or SQL is an advantage.\u003C/li>\n\u003Cli>Knowledge of proprietary trading and market-making business models preferred.\u003C/li>\n\u003Cli>Fluency in English and Korean is a requirement.\u003C/li>\n\u003C/ul>\u003Cp>\u003Cstrong>About Us\u003C/strong>\u003C/p>\n\u003Cp>IMC is a global trading firm powered by a cutting-edge research environment and a world-class technology backbone. Since 1989, we’ve been a stabilizing force in financial markets, providing essential liquidity upon which market participants depend. Across our offices in the US, Europe, Asia Pacific, and India, our talented quant researchers, engineers, traders, and business operations professionals are united by our uniquely collaborative, high-performance culture, and our commitment to giving back. From entering dynamic new markets to embracing disruptive technologies, and from developing an innovative research environment to diversifying our trading strategies, we dare to continuously innovate and collaborate to succeed.\u003C/p>","IMC Korea Compliance team works closely with our Trading and Technology teams to manage the regulatory risks of our equity market-making activities in Korea. As a Compliance Officer, you’ll play a key role in safeguarding the business while enabling smart, innovative trading in a fast-paced, collaborative environment. This role offers broad exposure to regulatory oversight, trade surveillance, AML/CTF, and compliance operations, giving you the opportunity to make a tangible impact and grow your expertise within a dynamic global organization.\nYour Core Responsibilities: \n\nRegulatory Compliance & Oversight\n\n\n\n\nSurveillance & Monitoring\n\n\n\n\nMoney Laundering Reporting Officer Responsibilities\n\n\n\n\nTraining & Compliance Culture\n\n\n\n\nRegulatory reporting & Compliance Operations\n\n\n\nYour Skills and Experience: \n\nBachelor’s degree in finance, Business, Law, or a related field.\nMust have minimum 5 years’ experience (or 3 years with KICPA or attorney qualification) in compliance or internal audit roles within financial services, preferably in a trading environment.\nStrong knowledge of Korean financial regulations, KRX rules and AML/CFT laws.\nFluent in Korean and English (spoken and written).\nExperience managing regulatory inquiries, audits, and inspections.\nExcellent analytical, problem-solving, and communication skills.\nStrong attention to detail and ability to work independently in a small team.\nHigh proficiency in Microsoft Office; familiarity with Python or SQL is an advantage.\nKnowledge of proprietary trading and market-making business models preferred.\nFluency in English and Korean is a requirement.\nAbout Us\nIMC is a global trading firm powered by a cutting-edge research environment and a world-class technology backbone. Since 1989, we’ve been a stabilizing force in financial markets, providing essential liquidity upon which market participants depend. Across our offices in the US, Europe, Asia Pacific, and India, our talented quant researchers, engineers, traders, and business operations professionals are united by our uniquely collaborative, high-performance culture, and our commitment to giving back. From entering dynamic new markets to embracing disruptive technologies, and from developing an innovative research environment to diversifying our trading strategies, we dare to continuously innovate and collaborate to succeed.",1764706933000,"2025-11-27T01:28:49-05:00",{"jsonldValid":13,"jsonld":10},{"id":96,"applyToken":97,"slug":98,"title":99,"companyname":9,"companylogo":10,"city":74,"country":75,"remote":13,"employmentType":100,"department":16,"content_html":102,"content_text":103,"years":19,"createdAt":104,"updatedAtISO":21,"postedAtISO":105,"hasSalary":13,"salaryMin":19,"salaryMax":19,"currency":81,"isPaid":13,"schema":106},"18df6b80e333d12540ef7456223c8157b44342410191f8e62a9b14e7cd01b3a6","a22e96287069f02ccadaff0f759e09122caffe4e396c0d2e3bc556a63a213a0d","legal-counsel-crypto-at-imc-86707f3d6c","Legal Counsel Crypto",[101],"Contract","\u003Cp>We are looking for a legal counsel with 3-5 years of legal experience in cryptocurrency regulatory and commercial agreements to join our team in Amsterdam. In this role, you will be responsible for reviewing and negotiating cryptocurrency market maker and related agreements, as well as drafting internal policies, preparing registration applications, and reviewing proposed investments in digital assets. The ideal candidate will bring a strong background in digital assets and possess expertise in commercial law.\u003C/p>\n\u003Cp>\u003Cstrong>Your Core Responsibilities \u003C/strong>\u003C/p>\n\u003Cp>\u003Cem>Contract Review & Negotiation:\u003C/em>\u003C/p>\n\u003Cul>\n\u003Cli>Advise on relevant international regulations governing cryptocurrencies, blockchain, and digital assets, including European regulations.\u003C/li>\n\u003Cli>Draft and negotiate agreements involving token market making, partnerships, and digital asset transactions.\u003C/li>\n\u003Cli>Support the organization’s compliance efforts including advising on AML/KYC matters, conducting due diligence reviews and identifying relevant licensing requirements.\u003C/li>\n\u003Cli>Monitor legislative and policy developments in crypto regulation and provide proactive legal strategies.\u003C/li>\n\u003C/ul>\n\u003Cp>\u003Cem>Risk Management:\u003C/em>\u003C/p>\n\u003Cul>\n\u003Cli>Identify potential legal risks and proactively provide solutions.\u003C/li>\n\u003Cli>Support global licensing applications across multiple jurisdictions.\u003C/li>\n\u003Cli>Advise senior business, finance, and compliance leads on relevant commercial, legal, and regulatory risks to help the team make informed risk assessments and decisions.\u003C/li>\n\u003Cli>Collaborate with team members (legal, compliance, finance) across regions, to identify regional legal or regulatory risks and propose potential solutions or risk mitigation actions.\u003C/li>\n\u003C/ul>\n\u003Cp>\u003Cstrong>Your Skills and Experience \u003C/strong>\u003C/p>\n\u003Cp>\u003Cem>Professional Experience:\u003C/em>\u003C/p>\n\u003Cul>\n\u003Cli>Approximately 3-5 years of relevant legal experience, at a Law Firm and/or as an In-house Legal Counsel, with a focus on:\n\n\u003C/li>\n\u003C/ul>\n\u003Cp>\u003Cem>Technical & Interpersonal Skills:\u003C/em>\u003C/p>\n\u003Cul>\n\u003Cli>Keen ability to grasp blockchain technologies, algorithmic trading, and liquidity provision.\u003C/li>\n\u003Cli>Solid negotiation, communication, and analytical skills.\u003C/li>\n\u003Cli>Proficiency in using contract lifecycle management systems or similar tools.\u003C/li>\n\u003Cli>Willingness to work outside standard hours if required by market or project timelines.\u003C/li>\n\u003C/ul>\n\u003Cp>\u003Cem>Specialized Expertise:\u003C/em>\u003C/p>\n\u003Cul>\n\u003Cli>Strong interest in crypto (e.g., academic focus, personal projects, or internships).\u003C/li>\n\u003Cli>Experience working on cross-functional or cross-regional projects.\u003C/li>\n\u003Cli>Excellent command of Dutch and English.\u003C/li>\n\u003C/ul>\n\u003Cp>\u003Cem>Educational Background:\u003C/em>\u003C/p>\n\u003Cul>\n\u003Cli>Academic Law degree.\u003C/li>\n\u003C/ul>\n\u003Cp>\u003Cstrong>About Us\u003C/strong>\u003C/p>\n\u003Cp>IMC is a global trading firm powered by a cutting-edge research environment and a world-class technology backbone. Since 1989, we’ve been a stabilizing force in financial markets, providing essential liquidity upon which market participants depend. Across our offices in the US, Europe, Asia Pacific, and India, our talented quant researchers, engineers, traders, and business operations professionals are united by our uniquely collaborative, high-performance culture, and our commitment to giving back. From entering dynamic new markets to embracing disruptive technologies, and from developing an innovative research environment to diversifying our trading strategies, we dare to continuously innovate and collaborate to succeed.\u003C/p>","We are looking for a legal counsel with 3-5 years of legal experience in cryptocurrency regulatory and commercial agreements to join our team in Amsterdam. In this role, you will be responsible for reviewing and negotiating cryptocurrency market maker and related agreements, as well as drafting internal policies, preparing registration applications, and reviewing proposed investments in digital assets. The ideal candidate will bring a strong background in digital assets and possess expertise in commercial law.\nYour Core Responsibilities \nContract Review & Negotiation:\n\nAdvise on relevant international regulations governing cryptocurrencies, blockchain, and digital assets, including European regulations.\nDraft and negotiate agreements involving token market making, partnerships, and digital asset transactions.\nSupport the organization’s compliance efforts including advising on AML/KYC matters, conducting due diligence reviews and identifying relevant licensing requirements.\nMonitor legislative and policy developments in crypto regulation and provide proactive legal strategies.\n\nRisk Management:\n\nIdentify potential legal risks and proactively provide solutions.\nSupport global licensing applications across multiple jurisdictions.\nAdvise senior business, finance, and compliance leads on relevant commercial, legal, and regulatory risks to help the team make informed risk assessments and decisions.\nCollaborate with team members (legal, compliance, finance) across regions, to identify regional legal or regulatory risks and propose potential solutions or risk mitigation actions.\n\nYour Skills and Experience \nProfessional Experience:\n\nApproximately 3-5 years of relevant legal experience, at a Law Firm and/or as an In-house Legal Counsel, with a focus on:\n\n\n\nTechnical & Interpersonal Skills:\n\nKeen ability to grasp blockchain technologies, algorithmic trading, and liquidity provision.\nSolid negotiation, communication, and analytical skills.\nProficiency in using contract lifecycle management systems or similar tools.\nWillingness to work outside standard hours if required by market or project timelines.\n\nSpecialized Expertise:\n\nStrong interest in crypto (e.g., academic focus, personal projects, or internships).\nExperience working on cross-functional or cross-regional projects.\nExcellent command of Dutch and English.\n\nEducational Background:\n\nAcademic Law degree.\n\nAbout Us\nIMC is a global trading firm powered by a cutting-edge research environment and a world-class technology backbone. Since 1989, we’ve been a stabilizing force in financial markets, providing essential liquidity upon which market participants depend. Across our offices in the US, Europe, Asia Pacific, and India, our talented quant researchers, engineers, traders, and business operations professionals are united by our uniquely collaborative, high-performance culture, and our commitment to giving back. From entering dynamic new markets to embracing disruptive technologies, and from developing an innovative research environment to diversifying our trading strategies, we dare to continuously innovate and collaborate to succeed.",1762859920000,"2025-10-20T08:39:13.000Z",{"jsonldValid":40,"jsonld":107},"{\"@context\":\"https://schema.org\",\"@type\":\"JobPosting\",\"title\":\"Legal Counsel Crypto\",\"description\":\"\u003Cp>We are looking for a legal counsel with 3-5 years of legal experience in cryptocurrency regulatory and commercial agreements to join our team in Amsterdam. In this role, you will be responsible for reviewing and negotiating cryptocurrency market maker and related agreements, as well as drafting internal policies, preparing registration applications, and reviewing proposed investments in digital assets. The ideal candidate will bring a strong background in digital assets and possess expertise in commercial law.\u003C/p>\\n\u003Cp>\u003Cstrong>Your Core Responsibilities \u003C/strong>\u003C/p>\\n\u003Cp>\u003Cem>Contract Review & Negotiation:\u003C/em>\u003C/p>\\n\u003Cul>\\n\u003Cli>Advise on relevant international regulations governing cryptocurrencies, blockchain, and digital assets, including European regulations.\u003C/li>\\n\u003Cli>Draft and negotiate agreements involving token market making, partnerships, and digital asset transactions.\u003C/li>\\n\u003Cli>Support the organization’s compliance efforts including advising on AML/KYC matters, conducting due diligence reviews and identifying relevant licensing requirements.\u003C/li>\\n\u003Cli>Monitor legislative and policy developments in crypto regulation and provide proactive legal strategies.\u003C/li>\\n\u003C/ul>\\n\u003Cp>\u003Cem>Risk Management:\u003C/em>\u003C/p>\\n\u003Cul>\\n\u003Cli>Identify potential legal risks and proactively provide solutions.\u003C/li>\\n\u003Cli>Support global licensing applications across multiple jurisdictions.\u003C/li>\\n\u003Cli>Advise senior business, finance, and compliance leads on relevant commercial, legal, and regulatory risks to help the team make informed risk assessments and decisions.\u003C/li>\\n\u003Cli>Collaborate with team members (legal, compliance, finance) across regions, to identify regional legal or regulatory risks and propose potential solutions or risk mitigation actions.\u003C/li>\\n\u003C/ul>\\n\u003Cp>\u003Cstrong>Your Skills and Experience \u003C/strong>\u003C/p>\\n\u003Cp>\u003Cem>Professional Experience:\u003C/em>\u003C/p>\\n\u003Cul>\\n\u003Cli>Approximately 3-5 years of relevant legal experience, at a Law Firm and/or as an In-house Legal Counsel, with a focus on:\\n\\n\u003C/li>\\n\u003C/ul>\\n\u003Cp>\u003Cem>Technical & Interpersonal Skills:\u003C/em>\u003C/p>\\n\u003Cul>\\n\u003Cli>Keen ability to grasp blockchain technologies, algorithmic trading, and liquidity provision.\u003C/li>\\n\u003Cli>Solid negotiation, communication, and analytical skills.\u003C/li>\\n\u003Cli>Proficiency in using contract lifecycle management systems or similar tools.\u003C/li>\\n\u003Cli>Willingness to work outside standard hours if required by market or project timelines.\u003C/li>\\n\u003C/ul>\\n\u003Cp>\u003Cem>Specialized Expertise:\u003C/em>\u003C/p>\\n\u003Cul>\\n\u003Cli>Strong interest in crypto (e.g., academic focus, personal projects, or internships).\u003C/li>\\n\u003Cli>Experience working on cross-functional or cross-regional projects.\u003C/li>\\n\u003Cli>Excellent command of Dutch and English.\u003C/li>\\n\u003C/ul>\\n\u003Cp>\u003Cem>Educational Background:\u003C/em>\u003C/p>\\n\u003Cul>\\n\u003Cli>Academic Law degree.\u003C/li>\\n\u003C/ul>\\n\u003Cp>\u003Cstrong>About Us\u003C/strong>\u003C/p>\\n\u003Cp>IMC is a global trading firm powered by a cutting-edge research environment and a world-class technology backbone. Since 1989, we’ve been a stabilizing force in financial markets, providing essential liquidity upon which market participants depend. Across our offices in the US, Europe, Asia Pacific, and India, our talented quant researchers, engineers, traders, and business operations professionals are united by our uniquely collaborative, high-performance culture, and our commitment to giving back. From entering dynamic new markets to embracing disruptive technologies, and from developing an innovative research environment to diversifying our trading strategies, we dare to continuously innovate and collaborate to succeed.\u003C/p>\",\"datePosted\":\"2025-10-20T08:39:13.000Z\",\"hiringOrganization\":{\"@type\":\"Organization\",\"name\":\"imc\"},\"identifier\":{\"@type\":\"PropertyValue\",\"name\":\"imc\",\"value\":\"18df6b80e333d12540ef7456223c8157b44342410191f8e62a9b14e7cd01b3a6\"},\"employmentType\":\"CONTRACTOR\",\"jobLocation\":{\"@type\":\"Place\",\"address\":{\"@type\":\"PostalAddress\",\"addressLocality\":\"Amsterdam\",\"addressRegion\":\"Netherlands\",\"addressCountry\":\"NL\"}}}",1790265752481]